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What is the full form of SEC? - Securities and Exchange Commission - Securities and Exchange Commission (SEC) is an agency of the United States federal government respon SEC stands for Securities and Exchange Commission, the federal agency that oversees investment offerings and financial markets in the U.S. Learn about its history, functions, divisions, and enforcement actions. Securities and Exchange Commission (SEC), U.S. regulatory commission established by Congress in 1934 after the Senate Committee on Banking and Currency investigated the New York Stock Exchange’s operations. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.